STRANGENESS AS DIAGNOSTIC TOOL OF QUARK-GLUON PLASMA

Johann RAFELSKI

Professor of Physics, University of Arizona

Nuclear collisions at relativistic energies are the experimental tool developed in the past 20 years to form, study, and explore a locally `color-melted' space-time domain. At this time we are assembling comprehensive experimental evidence that a locally color deconfined state indeed is formed in present day experiments. I present here my personal assessment of the recent developments, current status, and a view of near-future opportunities in searching for, and studying the quark-gluon plasma (QGP) using hadronic flavor observables, strangeness in particular: the study of strange and also charmed hadronic particle production in nuclear relativistic collisions offers an opportunity to explore the physical properties of the deconfined quark-gluon phase. I survey here the development of the subject, recent accomplishments and future directions of this research program.


Ideas

The experimental and theoretical work of interest to us relies on the idea of strangeness enhancement. The `heavy' quark flavor, which depending on the energy available in the relativistic nuclear collision can be strangeness, or charm, is a fingerprint of the structure of dense matter created in two distinct ways:
  1. the overall abundance nearly entirely has to be made during the early stages of the collision and thus this yield depends on the conditions early on;
  2. the flavor distribution in the hadronization process among different final state particles is able to populate otherwise rarely produced particles, such as strange antibaryons, which are most impacted by the onset of color-deconfinement.
The reach of our current research program centered at the SPS accelerator at CERN (European Center for Nuclear Research, Geneva area across French-Swiss border) and AGS accelerator at BNL (Brookhaven National Laboratory, Long Island, New York) will be extended within next two years ten-fold in energy, with first data emerging from the Relativistic Heavy Ion Collider (RHIC) which is currently being completed at the BNL. By the year 2010 we will be able to explore entirely new horizons at CERN, where the Large Hadron Collider (LHC) will allow to create physical conditions rivaled only by the Big-Bang. This future time-line leads us through at least years 2015--2020. Looking back at the early 1980's when first theoretical work has been published, I see that in our work today we have at least as much future as there has been history.

There are further and considerable research opportunities, as in the march towards higher energies where the deconfinement is nearly a sure bet, we may have jumped the collision energy domain in which the effects related to critical behavior could be studied at the conditions which just suffice to melt the strongly interacting vacuum structure. Where in energy this situation arises is presently still a hotly debated topic.

The physical ideas on which this research program depends are rather simple and hence dependable: if color deconfinement occurs, the quark-gluon soup will in due course equilibrate the flavor abundance between the light quarks u,d, that are brought into the collision and the initially absent heavier, on laboratory time scale short lived s quarks. However, given the short hadronic interaction scale of the lifespan of strangeness, is of course infinite, as is the somewhat shorter lifespan of charm. Different mechanisms of flavor pair production have been explored and in the deconfined region heavy quarks are primarily produced in gluon fusion reactions . For each s-quark made, there is its anti-s-partner, since in strong interactions only quark pairs can be produced. At QGP break-up, ready availability of already prepared strange and antistrange quark reservoir allows quark clustering into multi-strange final state hadrons without `penalty'. This collective effect, where key components of a final state particle are made in earlier reactions, is the source of our expectation that we can unravel the structure of the hadronic ball of hot and dense matter using strongly interacting observables.

One of the keys to the dense matter is the role of gluons, the color charged companions of photons. Gluons provide not only as the source of strangeness in QGP the key distinction between the deconfined quark-gluon phase and the confined hadron gas. Gluons play a major role in the dynamics of the QGP hadronization since they carry much of the QGP phase properties. Because gluons can be created and annihilated easily in diverse QCD based strong interactions involving other gluons and light quarks, the gluon density is most capable of all QGP components to follow the evolution of the exploding/flowing matter closely, maintaining the chemical equilibrium abundance. The formation time of QGP: t = 0.2--0.8 fm/c, is widely defined as the time needed for the gluon gas to reach initial absolute chemical equilibrium. Strangeness production by gluon fusion sets in at that time, and is studied assuming chemical gluon equilibrium.


Strange Antibaryons

Hadronic particles seen in the final state can originate from different production processes; for example, strange hadrons may be formed
  1. during QGP hadronization, the reaction path is of primary interest here;
  2. in initial high energy N--N interactions, the always present background in A--A collisions;
  3. in the re-equilibrating and expanding hadron gas state following on hadronization, a process that could hide from view the QGP state;
  4. in secondary re-scattering from spectator nuclear matter, a background we can minimize by intelligent choice of triggers and collision partners
  5. or should the QGP phase not be formed at all, during the various (equilibrium and non-equilibrium) stages of evolution of normal `hadronic gas' (HG) matter, which is presumed to occur at sufficiently low collision energies.
It is thus important to focus attention on the right experimental flavor signature, specifically particle family, such as strange (anti)baryons, that is expected to be populated predominantly by hadronization of QGP. I note that the abundance of strange (anti)baryons will not be enhanced significantly in confined matter, even if the overall strangeness production should increase driven by some yet unknown mechanisms which do not directly or indirectly invoke the collective dynamics present in QGP.

Strange antibaryon production has been first explored in the early 1980's in central proton-proton interactions at CERN-ISR (Intersecting Storage Ring) by the AFS (Axial Field Spectrometer) collaboration where the available N--N CM-energy was four times greater than it is now under study in nuclear collision experiments at SPS. A few years later a similar study was performed at yet much higher CM-energies at the CERN-SppS collider by the UA5 collaboration, with relative yields remaining consistently small. Especially in view of these emerging much higher energy proton-proton and proton-antiproton experimental results, such an anomaly attained at much lower collision energies seemed either impossible or, to others, implied that deconfinement would occur at energies above and beyond studied so far in N--N reactions. In any case, if the theory was correct, and deconfinement probable, there was a hadronic signature worth to look for experimentally in the nucleus-nucleus interactions: larger volumes of deconfined hadronic matter when collided even at lower available energies should produce particle abundances with unexpected features, qualitatively different from the `elementary' interactions.

Strongly interacting flavor probes of dense matter have been from the beginning placed on the project menu of the CERN-SPS experimental nuclear collision program during the past decade. Several experiments, today referred to as NA57/WA97/WA94/WA85 and NA49/NA35, explored strange hadron production, including strange antibaryons, first in a 200 A GeV Sulphur (S) beam interactions with laboratory stationary targets, including the symmetric S--S reactions, and Sulphur collisions with `heavy' Silver (Ag), Gold (Au), Tungsten (W) or Lead (Pb) nuclei at 200 A GeV, and, more recently, moving on to the Pb--Pb collisions at 158 A GeV. These results obtained at available energy of 8.6--9.2 GeV per participating nucleon will be soon complemented by strange antibaryon data from 11 GeV Au-induced reactions at the BNL-AGS. Analysis of the global hadronic yields shows a great similarity in the behavior of dense matter at the AGS and SPS energies, despite 4 times higher available energy at the SPS. The key difference between the SPS and the AGS experiments is that hadronic particles produced at the lower AGS energies show features characteristic of confined matter chemical equilibration, such as is a finite non-negligible strange quark chemical potential. In principle, this is not in contradiction to possible formation of deconfined baryon rich quark matter at AGS energies, since hadronic abundance equilibration could be just a final state effect. Moreover, since at AGS energies the specific entropy per baryon expected in confined and deconfined matter is very similar to the entropy of QGP, there is to this date no clear evidence for or against QGP formation in the dense baryon rich matter fireballs seen at AGS. In principle measurement of strange antibaryon production should resolve the issue in the near future.

Measurement of strange antibaryons is not easy and experiments need to be designed for the task as the relatively rarely produced strange antibaryons are literally buried in much more abundant mesons. Ways have to be designed to eliminate that background without loosing the acceptance which is required to observe mesons emerging from the self-analyzing weak strange (anti)baryon decays. The degree of difficulty is seen in the (preliminary) NA49 result for Pb--Pb collisions which has a precision of 30%, so within 3s.d. (standard deviations) one could claim that the ratio of anti-lambdas to antiprotons is negligible, even though quite evidently in Pb--Pb collisions it is significantly greater than unity, defying the normal hadron production rules.


Seeking QGP

Do any of the recent strangeness results suggest the presence of new physics, or can we deal with these data on the basis of known phenomena, without invoking the local color deconfinement implicit in the concept of the QGP? A clear answer to this question is, in my opinion not available yet, but a number of highly noteworthy experimental and theoretical results remain unexplained unless this one invokes the formation of the deconfined phase. If there were convincing support from other observables we did not discuss here, this conclusion could probably be reached today. Equally important is that the analysis of the recent experimental data is not complete yet. The sheer abundance of experimental hadronic particle data is very large, and hence it takes considerable effort to derive hadronic abundances and spectra. For example, in the past 18 months, the WA97 collaboration has analyzed only a fraction of their data tapes obtained in the autumn 1996 run, involving Pb--Pb 158 A GeV collisions: their analysis is reaching 40% of data sample for multi-strange (anti) baryons but barely scratched the analysis of singly strange lambdas and antilambdas.

On the other hand a strangeness enhancement effect has been studied now in considerable detail and there is a well reported evidence assembled over the past 10 years in all the pertinent BNL and CERN experiments. Without reviewing these results in every detail, I note that in several slightly varying definitions, this enhancement is reported to be a factor two or three, as it has been expected if QGP is formed. Moreover, this enhancement is consistently rising with the multi-strangeness of hadrons. Moreover, there is enhancement of single-strange hadrons (factor 1.5 --- 3), and of negative hadrons (factor 1.5). This enhancement is understood as an increase of entropy production, an effect expected to occur when deconfienemnt sets in, and color bonds are broken. But the crucial result is that the yield increase of multi-strange hadrons is in general much stronger, reaching factor 4.5 for doubly (anti)strange anti-cascades and above 10 for the triple strange Omegas. This effect is the anticipated and specific signal of formation and breakup of a deconfined space-time region, and has so far eluded models that rely on confinement.

The AGS experiments were initially focused on other `strange' issues, and in particular many resources have been vested to seek strange nuclear matter. Only in recent time the study of strange antibaryons as a possible signature of the deconfined state has commenced, for there are strong indications e.g. in the E802/E859/E866 experiment series that the yield of anti-lambdas exceeds the yield of anti-protons at AGS energies. There is a continued and considerable effort devoted in experiments E917 and E895 to measure systematically strange particle yields as a function of energy up to 11A GeV. It is an interesting race against time, for the completion and availability of RHIC is likely to overpower AGS experimental efforts in the not too distant future.


Near-Term Research Objectives

If quark-gluon plasma is produced in nuclear collisions, a major theoretical challenge is the understanding of the hadronization process. In principle production and emission of particles can occur throughout the evolution of the dense matter fireball. However, it has been generally assumed that the bulk of particles is produced in the final moments of the evolution when the temperature of dense matter sinks below the deconfinement condition. The cooling of matter is not a result of energy radiation, but is believed to be mainly due to the transfer of local thermal energy to the collective flow of matter. Such a collective expansion process can be nearly entropy conserving, since the decrease in temperature is in absence of dissipative effects just compensated by the increase in temperature.

To proceed we need to clarify the understanding of the different local chemical equilibria. We distinguish two cases for their different reaction time scales. The slower absolute chemical equilibrium, which requires that the particles are completely filling the available phase space; the faster, relative chemical equilibrium, here only the distribution of some property (e.g., strange quark flavor) among different carriers (particles) according to the relative phase space size is required. Several alternative evolution scenarios of dense matter are studied today:

  1. If the hadronization temperature is low (say below 145 MeV), it can be safely assumed that there will be little, if any, subsequent change in hadron abundances. Chemical equilibrium in which quark and gluon abundances are fixed to the Stefan-Boltzmann limit should not be presumed both for the source of the hadrons, nor the hadron yields after hadronization. In that case of `low' hadron formation temperature, hadronization is also the chemical freeze-out, and the study of the chemical freeze-out conditions can reveal interesting information about the QGP phase. This seems to be the situation we encounter at SPS energies.
  2. If hadron production from deconfined phase were to occur at conditions that are more dense (in terms of baryon density, or particle density in general, synonymous with higher temperature), chemical re-equilibration among confined final state hadrons should occur, erasing the eventual particle abundance signature of the QGP phase, this is possibly the situation at AGS energies.
  3. The possibility of explosive and continuous disintegration cannot be ruled out: QGP phase decays successively beginning at high temperatures by emission of free-flowing particles. Under these conditions again we can use hadronic particles to evaluate the properties of the plasma phase. Since the flow occurs at iso-entropic conditions, which in the QGP phase means that the quark fugacities are unchanged, these chemical properties in particular should be determined from data to be the same, independent of the detailed model of the QGP employed, and indeed this is the situation we recognize among the different data studies.
Since QGP chemical properties are rather characteristic, e.g., the strange quark chemical potential is nearly zero in deconfined phase, analysis of hadron abundances can tell us if re-equilibration process has been occurring. The experimental data at SPS energies favors, as I see it, a scenario in which no chemical re-equilibration did occur after hadronization. This means that hadronization/chemical freeze-out are the same process, and in any case, dynamical calculations show that even if re-equilibration were to occur, it is highly unlikely that the number of strange quark pairs changes significantly once the relative low density post-freeze-out phase has been established. One can thus infer strangeness abundance and phase space occupancy conditions present at QGP hadronization rather precisely from the final state hadron abundances.

There is the caveat that since the phase space density of strangeness in QGP and HG phases is different, the phase space populations must be appropriately adjusted to infer from the observed final state yield of strange quarks per baryon number the conditions in the earlier QGP phase --- naturally in such an approach the assumption is made that the baryon number is conserved. The important point here is that once this procedure is carried out, in general this leads to significant overpopulation of strange particle equilibrium phase space abundance in the presumed QGP. However, even more important is the second observation, namely that the most chemical analysis performed to-date, which reported that strangeness phase space was saturated up to about 75% in the final hadronic phase, have indeed been reporting the ratio of strange to non-strange phase-space saturation. The non-strange quark occupancy is at 150--200% of the equilibrium, as is noted by the excess of mesons (excess entropy). Allowing for this effect we see that the strangeness phase space is indeed overpopulated in the HG phase. Thus it appears as if the chemical strangeness equilibrium were approached from above and not from below, as would be the case in a microscopic confined hadron production process. This implicates again a new mechanism of strangeness formation, and indeed it is virtually impossible to imagine other mechanisms that could lead to a strong inversion of a population of `heavy' flavor, but deconfinement. It is important to repeat that to see this effect the light quark abundance must not be assumed implicitly to be at the chemical equilibrium reference point. Overpopulation of the light quark phase space is also expected on different grounds: the glue degree of freedom and some quarks must fragment in the hadronization to preserve the source entropy enhanced by the melting color degrees of freedom.

As particle emerge from the QGP hadronization not only their abundance but also their spectra are probably as unusual as they are experimentally reported. Indeed, some bold conclusions about the origin of the strange antibaryons can be inferred from the remarkable fact that the transverse mass spectra are so similar for particle-antiparticle pairs

  1. The thermal equilibrium in heavy ion collisions is well established; very different spectra should be arising from hadron based reactions (associate production for baryons, direct production for antibaryons) as is seen in many microscopic models simulating the nuclear collision process.
  2. The exponential shape with common inverse slope implies further that these particle pairs, or the building blocks from which they are made, had reached well thermalized condition.
  3. The shape identity of the transverse mass spectra of these particle-antiparticle pairs implies that they have either been dragged in the same manner by the flowing hadronic matter, or that they were emitted by a flowing surface source and reached the detector without much further interaction.
  4. Since the drag forces of the flowing matter can be expected to be greatly different for the strange baryon and strange anti-baryon particle pair, and since there is considerable transverse/radial collective flow at the time of particle freeze-out, one is driven to the conclusion that these strange baryons and antibaryons were not `dragged' along in confined matter, and thus must have been formed in coalescence of flowing deconfined matter.
We conclude that not only the yields of strange (anti)baryons, but also the details of their spectra are important and shed significant information in the production mechanism and the deconfined nature of the hadron source. A proper theoretical interpretation of the experimental data must account for both.

There are almost too many different theoretical approaches to this vast research field and the question really is not which method is better or correct, but why do we need so many different theoretical approaches? Nobody doubts that fully kinetic microscopic reaction models are superior to statistical models (and hence this is what we all should be doing?), but some of us also realize that, in practice, microscopic approaches suffer critically from the need to understand and be able to model all relevant and accessible reaction mechanisms, including the novel phenomena that are yet to be discovered. Thus practice calls for compromise solutions, in which some aspects are considered to be precisely described in a simpler (statistical) manner. Moreover, the degree to which the reaction is treated as a quantum mechanical process, as compared to classical two particle cascades is not understood in principle. In fact, even if we had much greater computing power available allowing us to compute within fundamental theoretical approaches such as lattice-QCD, we would not know how to treat the dynamics of the collision, the transition from quantum to classical dynamics, the non-equilibrium aspects and many other issues. So the multitude of approaches really reflects on the explorative character of the research we are engaged in.

Each approach has its pros and cons, and clearly one has to be aware of this when addressing the flavor observables. The thermal models suffer from the perception that kinetic equilibrium is introduced `deus ex machina', without proper understanding of the dynamics and time scales involved. On the other hand, even the best microscopic models cannot be used to interpret results without prolonged fine tuning the various implicit and explicit reaction assumptions made. By comparison, the reaction dynamics in local equilibrium approaches are usually relatively simple and often allow to come to model-independent conclusions about observables. The simplicity of the statistical model allows to connect several measured objects together and thus a test of the physical understanding is rapidly at hand. The issue here is that we must scrupulously distinguish which quantities can be placed in equilibrium, and which require a non-equilibrium description, if we wish to take advantage of the powerful methods of quantum statistical mechanics. If a (near) equilibrium description is possible, it is the better way of approach.


Conclusions

Quark-gluon plasma is by definition inherent in these words a thermally equilibrated state consisting of mobile, color charged quarks and gluons. There is no requirement of chemical equilibration, in which quark and gluon abundances are fixed to the Stefan-Boltzmann limit. In laboratory experiments only a very short-lived QGP phase can be established, and thus by the nature of the circumstance we should expect, if at all, a deconfined state in chemical non-equilibrium. Moreover, entropy and total strangeness excess are the global observables of deconfinement. There is of course the fundamental issue if thermal equilibrium can be attained in the short time available. This is a very controversial question, which we would like to address by inspection of experimental results, which seem to be strongly in favor. The analysis of (mostly strange) hadrons produced in high energy nuclear reactions offers an opportunity for:
  1. a precise determination of the overall strangeness yield,
  2. determination if for some rare particles the chemical equilibrium is approached from below or above, the latter case pointing to deconfinement,
  3. an assessment if strangeness excess is accompanied by entropy excess as would be expected for a deconfined source at hadronization.
The information we extract tells us in principle only about the momentary physical properties of the dense fireball. However, even such a snap-shot taken at the end of the chemical evolution contains information about earliest moments of the collision. Namely, the total yield of heavy flavor is primarily determined in the initial stages of the collision. Since also it is mainly produced by gluons, charm, and to a lesser degree strangeness yield is determined by the initial temperature. We thus have: in the absolute yields of strangeness and charm, a measure of the initial stage of the collision and in the relative hadron yields a snap-shot picture of the freeze-out conditions. Can this information illuminate the issue of deconfinement? Definitively, if we are able also to obtain many different snap-shots of chemical freeze-out, varying energy of colliding nuclei, and the participating amount of matter.

Given the phase transition the community is undergoing at present: the exploratory fixed target programs at SPS and AGS are coming to an end, while dedicated measurements of the properties of the deconfined phase are likely to begin at RHIC, where in fact the situation is completely unknown. However, the discussion we have presented provides for a clear shopping list which we will need to fill in next few years of theoretical research in this field:

  1. Complete development of consistent analysis programs of the experimental data based on competing reaction mechanisms (confinement/deconfinement) and theoretical approaches (thermal/kinetic/parton).
  2. Refine the understanding of the hadronization mechanisms of quark-gluon plasma and production of strange hadrons at phase transition conditions.
  3. Develop the equations of state for hot and dense thermal matter in confined and deconfined conditions without assumptions about chemical equilibrium.
  4. Continue progressing towards understanding of QCD-vacuum structure and properties of the phase transition at finite baryon density.


This work was supported in part by a grant from the U.S. Department of Energy, DE-FG03-95ER40937.


for more details see: hep-ph/9810332 [abs, src, ps, other] ``Chemical Non-equilibrium in High Energy Nuclear Collisions'', (with Jean Letessier) submitted to J. Phys. G

and: hep-ph/9810330 [abs, src, ps, other] ``Quo Vadis Strangeness? Strangeness -- Open Questions'',
submitted to J. Phys. G

and Publications after1991
Conference Proceedings after1991

October 14, 1998